FINRA Regulation

CAM is a member in good standing with the FINRA.

Financial Industry Regulatory Authority, Inc. (FINRA) is a private corporation that operates as a self-regulatory control agency. In tandem with the Securities and Exchange Corporation (SEC), FINRA regulates the securities industry — specifically, member brokerage firms and exchange markets — providing fair enforcement that increases investor confidence.

FINRA provides the highest standard of regulation for organizations in our industry. The Office of the Chief Economist (OCE) works to ensure that FINRA regulations mitigate unneeded regulatory burdens.

CAM maintains a California Finance Lenders License. License number is: #6054799

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